Wisconsin Department of Financial Institutions

Access the Wisconsin Department of Financial Institutions here.

The Wisconsin Department of Financial Institutions is a state agency responsible for regulating and overseeing financial services providers in Wisconsin. They ensure compliance with state laws and regulations to protect consumers and maintain the integrity of the financial industry in the state.

Agency Accounts

Wisconsin Secretary of State Registration Account

The Wisconsin Secretary of State Registration Account allows you to set up and manage the following information:

  • Entity ID

Find out more on how to stay compliant with the Wisconsin Department of Financial Institutions:

Review your compliance risks, free.

More from the blog

Learn how to keep your business compliant in all 50 states across payroll, HR, Secretary of State, and tax.

What Is Regulatory Compliance? What To Know

Regulatory compliance might not be at the top of your to-do list, but it’s a non-negotiable part of running a business. Regulatory compliance means following the laws and regulations that apply to your industry and how you operate — and it takes effort and attention to stay on top of it. Corporate compliance can be especially tricky to deal with when you might not have a large in-house team dedicated to this.

Alex Kehayias | May 31, 2024

What Is the WARN Act? Employer Guide 2024

Welcome to our essential guide for the modern employer on the Worker Adjustment and Retraining Notification (WARN) Act. Understanding your obligations under the WARN Act is a foundation for ethical business practices. We’re going to shed light on the WARN Act’s requirements, compliance strategies, and best practices to ensure your business meets legal standards and supports your workforce with the respect and foresight they deserve. What Is the WARN Act?

Alex Kehayias | Apr 25, 2024

Nonprofit Compliance Guide to State & Federal Requirements

Managing a nonprofit organization comes with specific obligations. Beyond furthering your mission, compliance is an important administrative duty supporting everything you do. Whether fulfilling state-specific registration requirements or filing documents with the IRS, nonprofit compliance guarantees your company keeps its tax-exempt status and runs legally. Compliance is not a one-shot event. Nonprofits have to handle two sets of rules: federal and state. State-by-state, the criteria vary greatly and span anything from company licenses to charity soliciting registrations.

Kaitlin Edwards | Dec 17, 2024

Ready to get started?

Schedule a free consultation to see how Mosey transforms business compliance.